Financial Services & Regulation

Description

Our Financial Services and Regulation practice group is both knowledgeable and experienced in navigating the relevant legislation and obtaining the requisite approvals for public and private sector clients.  We have fostered relationships with key persons within the regulatory authorities, and are able to assist clients with managing and implementing polices who conduct business in a regulated market.  We also advise in relation to investigations and enforcement procedures of the various regulators.

Our team is well positioned to advise on all financial services and regulatory matters including:

  • Insurance
  • Securities & Investment Funds
  • Capital Markets
  • Limited Partnerships
  • Licensing
  • Compliance
  • Banking
  • Gaming

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